3.0 Guidelines by Transaction Type


3. Specific Guidelines by Transaction Type

This section of the guidelines provides detailed information by major transaction type, as follows:

  • A general description of the transaction type - what it is and where it came from
  • The specific SAP document types that are included in each category
  • A summary of existing central MIT controls - and what they mean to the departmental reviewer
  • A risk rating and explanation for it
  • The documentation expected to be maintained by the DLC, if any
  • DLC reviewer tasks, divided into ongoing tasks and month end tasks
  • Contact for questions or problems


The reviewer who is already familiar with MIT transaction types and central MIT controls may wish to go directly to the FRC Quick Guide, which presents DLC documentation retention requirements and ongoing and monthly review tasks in a table format.